Edmond de Rothschild Asset Management (Hong Kong) Ltd.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond de Rothschild Asset Management (Hong Kong) Ltd., a Hong Kong-based licensed corporation with CE reference AQC809. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2008-02-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-02-26 | 2017-11-16 |
| Type 4 — Advising on securities | 2016-06-15 | 2017-11-16 |
| Type 9 — Asset management | 2008-02-26 | 2017-11-16 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pascal Pierre Charlot | RO 1, 9 | 2008-02 | 2017-11 |
| Philippe Couvrecelle | RO 1, 9 | 2008-02 | 2012-07 |
| David Jacques Michel Gaud | RO 1, 4, 9 Rep 1, 9 | 2008-09 | 2017-07 |
| Thomas Gerhardt | RO 1, 4, 9 | 2012-02 | 2016-09 |
| Denis Pierre Henri Lefranc | RO 1, 9 | 2012-10 | 2016-07 |
| Weiwei Li 李薇薇 | RO 4 Rep 4, 9 | 2011-07 | 2017-04 |
| Yi Tang 湯熠 | RO 1, 9 | 2008-02 | 2012-12 |
| Bruno Marcel Vanier | RO 1, 9 | 2008-02 | 2011-08 |
| Bryan Tsewei Chen | Rep 1 | 2008-09 | 2010-09 |
| Lionel Bruno Louis Errera | Rep 1 | 2011-08 | 2012-12 |
| Xing (SFC:BBI761) Hu 胡興 | Rep 9 | 2013-05 | 2015-02 |
| Dandan Hua 華旦丹 | Rep 4, 9 | 2015-08 | 2016-07 |
| Pui Wun Khoo 丘培煥 | Rep 9 | 2008-05 | 2009-06 |
| Pik Shan Kwok 郭碧珊 | Rep 1 | 2015-10 | 2016-07 |
| Melissa Lee 李潔冰 | Rep 1 | 2010-12 | 2011-06 |
| Kin Foon Mok 莫健歡 | Rep 1 | 2010-05 | 2010-11 |
| Sheila Shao | Rep 1, 9 | 2010-10 | 2015-08 |
| Lin (SFC:AMF516) Shi 石琳 | Rep 9 | 2009-06 | 2011-08 |
| Soo Meng Tay 鄭樹明 | Rep 1 | 2015-10 | 2016-07 |
| Ka Ho Yip 葉家豪 | Rep 9 | 2010-03 | 2011-06 |
| Na You 尤娜 | Rep 4, 9 | 2015-07 | 2017-04 |
Showing 1–21 of 21