Thomas Gerhardt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Gerhardt ( ), a licensed former licensee with CE reference ADY988. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 4 — Advising on securities | 2016-06-15 | 2016-09-06 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 1 — Dealing in securities | 2012-02-07 | 2016-09-06 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 9 — Asset management | 2012-02-07 | 2016-09-06 |