Kin Foon Mok
莫健歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Foon Mok (莫健歡), a licensed former licensee with CE reference ACB889. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-13 | 2012-09-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-13 | 2012-09-10 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 — Dealing in securities | 2010-05-18 | 2010-11-30 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2009-11-19 | 2010-03-12 |
| Aviva Portfolio Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2009-09-15 | 2009-11-19 |
| Tremont Capital Management (Asia) Limited |
RO | Type 1 — Dealing in securities | 2006-09-29 | 2009-06-30 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2004-08-30 | 2006-06-01 |
| OppenheimerFunds International Distributor Limited |
RO | Type 1 — Dealing in securities | 2003-12-15 | 2009-06-30 |
| OppenheimerFunds International Distributor Limited |
RO | Type 4 — Advising on securities | 2003-12-15 | 2009-06-30 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2003-05-17 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-17 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | present | 2003-05-17 |