Tremont Capital Management (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tremont Capital Management (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AMY188. Current licensed staff on file: 0 (total recorded over time: 7). Earliest licence on file: 2006-09-29.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2006-09-29 | 2009-10-14 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rupert Andrew Allan | RO 1 | 2006-09 | 2009-10 |
| Kin Foon Mok 莫健歡 | RO 1 | 2006-09 | 2009-06 |
| Robert Ivan Schulman | RO 1 | 2006-09 | 2008-07 |
| Sarah Stella Callaghan | Rep 1 | 2006-10 | 2009-01 |
| James Thomas Fallon | Rep 1 | 2008-09 | 2009-01 |
| Yu-Hung Kao 高毓鴻 | Rep 1 | 2008-03 | 2008-06 |
| Ka Wai (SFC:APH423) Sin 冼嘉慧 | Rep 1 | 2007-09 | 2008-12 |
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