Denis Pierre Henri Lefranc
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denis Pierre Henri Lefranc ( ), a licensed former licensee with CE reference ARN065. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 8F Investment Partners HK Limited |
RO | Type 4 — Advising on securities | 2021-11-05 | 2021-12-22 |
| 8F Investment Partners HK Limited |
RO | Type 9 — Asset management | 2021-01-14 | 2021-12-22 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-13 | 2020-08-12 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2017-01-13 | 2020-08-12 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 1 — Dealing in securities | 2012-10-09 | 2016-07-21 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 9 — Asset management | 2012-10-09 | 2016-07-21 |
| Edmond de Rothschild Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2011-10-20 | 2016-07-21 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-01 | 2011-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2010-03-01 | 2011-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2010-03-01 | 2011-03-31 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-16 | 2011-02-17 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-09-16 | 2011-02-17 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-09-16 | 2011-02-17 |