Edmond de Rothschild Securities (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond de Rothschild Securities (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AXH505. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2011-10-20.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-10-20 | 2017-11-16 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Damien Vincent Romuald Alexandre | RO 1 | 2011-10 | 2017-11 |
| Frederic Adrien Guina Guede | RO 1 | 2011-10 | 2017-11 |
| Denis Pierre Henri Lefranc | RO 1 | 2011-10 | 2016-07 |
| Julien Pierre Jeremie de Jaillon | Rep 1 | 2011-11 | 2015-06 |
| Fu Ngai Yeung 楊富藝 | Rep 1 | 2015-09 | 2017-06 |
Showing 1–5 of 5