Soo Meng Tay
鄭樹明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Meng Tay (鄭樹明), a licensed former licensee with CE reference AIC182. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-10 | 2021-02-02 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-10 | 2021-02-02 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-10 | 2018-09-20 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-01-10 | 2018-09-20 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2016-07-21 |