David Jacques Michel Gaud
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jacques Michel Gaud ( ), a licensed former licensee with CE reference ARP668. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 1 — Dealing in securities | 2016-08-22 | 2017-07-31 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 9 — Asset management | 2016-08-22 | 2017-07-31 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 4 — Advising on securities | 2016-06-15 | 2017-07-31 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 — Dealing in securities | 2014-11-14 | 2016-08-22 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 — Asset management | 2008-09-29 | 2016-08-22 |