Pui Wun Khoo
丘培煥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Wun Khoo (丘培煥), a licensed former licensee with CE reference AGO218. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-10 | 2024-06-28 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-10 | 2024-06-28 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-10 | 2024-06-28 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-10 | 2024-06-28 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-10 | 2024-06-28 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-10 | 2024-06-28 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2023-10-10 | 2024-06-28 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2013-11-11 | 2014-01-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-11 | 2014-01-30 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 9 — Asset management | 2012-10-18 | 2014-01-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-20 | 2012-07-12 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-20 | 2012-07-12 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 — Asset management | 2008-05-23 | 2009-06-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-16 | 2007-11-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-08-16 | 2007-11-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-01 | 2006-05-12 |