Rico Sze Man Ma
馬思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rico Sze Man Ma (馬思敏), a licensed former licensee with CE reference AED753. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2022-04-26 | 2022-07-08 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2022-04-26 | 2022-07-08 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2022-04-26 | 2022-07-08 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-15 | 2017-11-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-24 | 2010-06-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-19 | 2010-06-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-12-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-16 | 2008-09-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |