Siu Yan Ma
馬少欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yan Ma (馬少欣), a licensed former licensee with CE reference AUL974. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-27 | 2013-08-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-03 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2012-05-14 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-01-06 | 2010-08-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-01-06 | 2010-08-28 |