Kenneth Kent Ho
何祖光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kent Ho (何祖光), a licensed Responsible Officer with CE reference ACO173. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | RO | Type 1 — Dealing in securities | 2016-11-03 | present |
| Carret Private Capital Limited | RO | Type 4 — Advising on securities | 2016-11-03 | present |
| Carret Private Capital Limited | RO | Type 9 — Asset management | 2016-05-03 | present |
| Julius Baer (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-02-14 | 2011-09-14 |
| Julius Baer (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-05-29 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2007-04-02 | 2011-12-31 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-08 | 2006-08-08 |