Anita Kit Suen Li
李潔琁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Kit Suen Li (李潔琁), a licensed former licensee with CE reference AKQ877. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-04-07 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-04-07 | 2011-06-13 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-28 | 2004-12-14 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-28 | 2004-12-14 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-25 | 2004-12-14 |