Wing Yi Mok
莫頴宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi Mok (莫頴宜), a licensed former licensee with CE reference ARL063. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-08-24 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-07-29 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-07-30 | 2009-07-21 |