Noriko Spiesshofer
中川典子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriko Spiesshofer (中川典子), a licensed former licensee with CE reference APA564. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2013-12-31 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-04 | 2013-12-31 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2012-06-01 | 2013-07-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-06-05 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-06-05 | 2011-06-13 |