Leong Tang
鄧亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leong Tang (鄧亮), a licensed former licensee with CE reference AHN107. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-09-30 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-09-04 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-06-18 | 2009-07-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-18 | 2009-07-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-15 | 2005-10-28 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-12-15 | 2005-10-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-09 | 2005-10-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-10-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-03 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-03 |