Shinobu Dobashi
土橋忍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinobu Dobashi (土橋忍), a licensed former licensee with CE reference AKI539. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-12 | 2024-12-31 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-12 | 2024-12-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-28 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-28 | 2011-06-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-13 | 2006-09-21 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-13 | 2006-09-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-13 | 2006-09-21 |