Jui-Huan Chen
陳叡桓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jui-Huan Chen (陳叡桓), a licensed former licensee with CE reference AJO554. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-08-31 | 2009-11-20 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-08-18 | 2009-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-03-15 | 2009-05-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-13 | 2009-05-18 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-09 | 2005-06-09 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-10-04 | 2006-02-28 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-08-19 | 2005-06-09 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-10 | 2006-02-28 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | 2004-06-10 | 2006-02-28 |