Jacqueline Tze Ling Koo
顧志翎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacqueline Tze Ling Koo (顧志翎), a licensed former licensee with CE reference AAB595. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-02-14 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-09-21 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-09-21 | 2011-12-31 |
| LGT Investment Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2008-05-14 | 2010-06-17 |
| LGT Investment Management (Asia) Limited | RO | Type 4 — Advising on securities | 2008-05-14 | 2010-06-17 |
| LGT Investment Management (Asia) Limited | RO | Type 9 — Asset management | 2008-05-14 | 2010-06-17 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-11-24 | 2008-05-14 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-11-24 | 2008-05-14 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2005-11-24 | 2008-05-14 |