Ken Kwok Hung Tong
湯國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Kwok Hung Tong (湯國雄), a licensed former licensee with CE reference ANY027. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-06-27 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-14 | 2011-06-13 |