Hiu Lok Pun
盤曉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Lok Pun (盤曉樂), a licensed Representative with CE reference ATT772. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2023-12-14 | present |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-09-23 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-09-23 | 2011-06-13 |