Daniel Thomas Feldmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Thomas Feldmann, a licensed Responsible Officer with CE reference BIB605. Currently licensed at 1 firm(s): APG Investments Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2023-12-19 | present |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 9 — Asset management | 2023-12-19 | present |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-16 | 2023-12-19 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2023-01-16 | 2023-12-19 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2021-12-28 | 2022-12-31 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2021-06-30 | 2022-12-31 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2017-07-24 | 2022-12-31 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2016-08-29 | 2017-06-30 |