Hun Soo Kim

CE No. ABD392 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hun Soo Kim (), a licensed former licensee with CE reference ABD392. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Carret Private Capital Limited Rep Type 1 — Dealing in securities 2018-05-14 2019-04-15
Carret Private Capital Limited Rep Type 4 — Advising on securities 2018-05-14 2019-04-15
Carret Private Capital Limited Rep Type 9 — Asset management 2018-05-14 2019-04-15
QL Asset Management Company Limited
RO Type 1 — Dealing in securities 2014-10-06 2018-04-30
QL Asset Management Company Limited
RO Type 4 — Advising on securities 2014-10-06 2018-04-30
QL Asset Management Company Limited
RO Type 9 — Asset management 2014-10-06 2018-04-30
Merrill Lynch Far East Limited RO Type 2 — Dealing in futures contracts 2010-08-20 2012-05-02
Merrill Lynch (Asia Pacific) Limited RO Type 4 — Advising on securities 2010-05-18 2012-05-02
Merrill Lynch Futures (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2005-12-21 2010-12-31
Merrill Lynch (Asia Pacific) Limited RO Type 1 — Dealing in securities present 2012-05-02
Merrill Lynch (Asia Pacific) Limited RO Type 4 — Advising on securities present 2005-01-25
Merrill Lynch (Asia Pacific) Limited RO Type 6 — Advising on corporate finance present 2005-01-25
Merrill Lynch (Asia Pacific) Limited RO Type 7 — Providing automated trading services present 2005-01-25
Merrill Lynch (Asia Pacific) Limited RO Type 9 — Asset management present 2005-01-25

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