Kin Man (SFC:AUG795) Chan
陳健敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man (SFC:AUG795) Chan (陳健敏), a licensed former licensee with CE reference AUG795. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2018-07-06 | 2020-11-30 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2018-07-06 | 2020-11-30 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2018-07-06 | 2020-11-30 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-19 | 2018-04-30 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-19 | 2018-04-30 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-04 | 2016-06-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-24 | 2015-06-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-12-08 | 2015-06-03 |