Anna Nga Kam Wu
胡雅琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Nga Kam Wu (胡雅琴), a licensed Representative with CE reference AFP897. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2023-12-28 | present |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2023-06-20 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2023-06-20 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | 2017-09-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-03-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |