Calvin James Hsu
許聖賚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin James Hsu (許聖賚), a licensed former licensee with CE reference ADM062. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
RO | Type 1 — Dealing in securities | 2022-01-11 | 2025-03-28 |
| BridgeWood Alternatives Limited |
RO | Type 4 — Advising on securities | 2022-01-11 | 2025-03-28 |
| BridgeWood Alternatives Limited |
Rep | Type 1 — Dealing in securities | 2021-11-02 | 2022-01-11 |
| BridgeWood Alternatives Limited |
Rep | Type 4 — Advising on securities | 2021-11-02 | 2022-01-11 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-12-23 | 2020-07-04 |
| Carret Private Capital Limited | RO | Type 1 — Dealing in securities | 2018-12-12 | 2019-11-29 |
| Carret Private Capital Limited | RO | Type 4 — Advising on securities | 2018-12-12 | 2019-11-29 |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2018-04-13 | 2018-12-12 |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2018-04-13 | 2018-12-12 |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2018-04-13 | 2019-11-29 |
| QL Asset Management Company Limited |
Rep | Type 1 — Dealing in securities | 2017-03-13 | 2018-03-29 |
| QL Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2017-03-13 | 2018-03-29 |
| QL Asset Management Company Limited |
Rep | Type 9 — Asset management | 2017-03-13 | 2018-03-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-30 | 2016-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-30 | 2016-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-07-30 | 2016-08-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2015-07-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-29 | 2015-07-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-29 | 2015-07-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-01 | 2013-04-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2013-04-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-06-02 | 2013-04-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-02 | 2010-09-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-04 | 2008-05-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2008-05-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-05-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-10-13 |