Shu Dong
董舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Dong (董舒), a licensed Representative with CE reference BEY904. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-11-04 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-12 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-16 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2020-09-16 | 2024-11-04 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-10 | 2020-07-23 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-02-10 | 2020-07-23 |