Yueh Jen Chau
周日仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yueh Jen Chau (周日仁), a licensed Responsible Officer with CE reference ACE585. Currently licensed at 1 firm(s): Golden Full Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-05 | present |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-05 | present |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-04 | 2024-05-13 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-04 | 2024-05-13 |
| GBR Capital Limited 大灣融通資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-14 | 2019-07-22 |
| GBR Capital Limited 大灣融通資本有限公司 |
RO | Type 4 — Advising on securities | 2018-03-14 | 2019-07-22 |
| GBR Capital Limited 大灣融通資本有限公司 |
RO | Type 9 — Asset management | 2018-03-14 | 2019-07-22 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-11 | 2018-02-28 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2017-01-11 | 2018-02-28 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2017-01-11 | 2018-02-28 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2015-03-05 | 2016-12-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-30 | 2015-02-26 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-17 | 2013-04-30 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-28 | 2013-03-18 |
| Hong Kong Securities Holdings Limited 香港證券控股有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-19 | 2012-08-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2012-02-10 | 2012-02-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-30 | 2012-02-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2011-02-23 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2011-02-23 |
| Winco Securities Company Limited 匯濤證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-01 | 2010-10-31 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 — Advising on securities | 2008-01-29 | 2010-01-16 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-13 | 2010-01-16 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-06 | 2007-11-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2007-08-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-27 |