Kwai Chun Ip
葉桂珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Chun Ip (葉桂珍), a licensed Responsible Officer with CE reference BEO313. Currently licensed at 1 firm(s): NNFE International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-20 | present |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-09-20 | present |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-11 | 2023-09-20 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-11 | 2023-09-20 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-26 | 2023-02-01 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-26 | 2023-02-01 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-03 | 2021-07-26 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-03 | 2021-07-26 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-05 | 2021-02-21 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-05 | 2021-02-21 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2020-05-05 | 2021-02-21 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-19 | 2019-10-31 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-19 | 2019-10-31 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
Rep | Type 9 — Asset management | 2019-08-19 | 2019-10-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-12 | 2019-02-13 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-01-12 | 2019-02-13 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-12 | 2019-02-13 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2017-01-12 | 2019-02-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-06 | 2017-01-09 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-01-06 | 2015-07-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-06 | 2017-01-09 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2015-01-06 | 2017-01-09 |