Ho Pok Chan
陳浩博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Pok Chan (陳浩博), a licensed Responsible Officer with CE reference AOV557. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2023-03-31 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-25 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-25 | 2023-03-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-19 | 2022-09-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-19 | 2022-09-16 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-27 | 2020-12-23 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2020-12-23 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-05-02 | 2020-12-23 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-25 | 2014-04-28 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-25 | 2014-04-28 |
| MIS Services Limited | Rep | Type 9 — Asset management | 2008-10-16 | 2010-11-13 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-01 | 2008-10-16 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2008-02-01 | 2008-10-16 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-04-24 | 2008-10-16 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-04-24 | 2008-10-16 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2007-04-24 | 2008-10-16 |