Pak Fai Tsui
徐碧輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Fai Tsui (徐碧輝), a licensed Responsible Officer with CE reference ANK382. Currently licensed at 1 firm(s): House of Champions (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| House of Champions (HK) Limited |
RO | Type 4 — Advising on securities | 2026-01-16 | present |
| House of Champions (HK) Limited |
RO | Type 9 — Asset management | 2026-01-16 | present |
| House of Champions (HK) Limited |
Rep | Type 4 — Advising on securities | 2025-12-15 | 2026-01-16 |
| House of Champions (HK) Limited |
Rep | Type 9 — Asset management | 2025-12-15 | 2026-01-16 |
| Ubiquant Asset Management Co., Limited | RO | Type 4 — Advising on securities | 2023-05-30 | 2025-03-19 |
| Ubiquant Asset Management Co., Limited | RO | Type 9 — Asset management | 2022-09-26 | 2025-03-19 |
| Ubiquant Asset Management Co., Limited | Rep | Type 9 — Asset management | 2022-09-06 | 2022-09-26 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 4 — Advising on securities | 2022-02-16 | 2022-08-02 |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 9 — Asset management | 2022-02-16 | 2022-08-02 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-13 | 2022-02-15 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-03 | 2022-02-15 |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2017-03-13 | 2017-07-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-07 | 2016-11-01 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2013-10-03 | 2016-11-01 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2013-08-23 | 2016-11-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-13 | 2013-05-25 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2013-05-25 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2007-11-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-23 | 2007-03-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-19 | 2007-03-26 |