Ubiquant Asset Management Co., Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ubiquant Asset Management Co., Limited, a Hong Kong-based licensed corporation with CE reference BRM204. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 9 (total recorded over time: 14). Earliest licence on file: 2021-11-03.
Registered address
Suites 1008-1011, Level 10, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2023-05-30 | present |
| Type 9 — Asset management | 2021-11-03 | present |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shanshan Luo 羅山山 | RO 9 | 2021-11 | 2022-09 |
| Yixuan Shu 舒译萱 | RO 4, 9 | 2023-10 | Present |
| Yufei Sun 孫宇飛 | RO 4, 9 Rep 4, 9 | 2022-10 | Present |
| Pak Fai Tsui 徐碧輝 | RO 4, 9 Rep 9 | 2022-09 | 2025-03 |
| Ho Yin (SFC:BPW957) Wong 黃浩賢 | RO 4, 9 Rep 4, 9 | 2024-01 | Present |
| Huan (SFC:BRM255) Zhang 張環 | RO 4, 9 | 2021-11 | 2023-12 |
| Yan (SFC:BJU327) Zhang 張龑 | RO 4, 9 Rep 4, 9 | 2023-08 | Present |
| Zhongwei Chen 陳中偉 | Rep 4, 9 | 2023-09 | Present |
| Ling Ding 丁聆 | Rep 4, 9 | 2024-05 | Present |
| Ye (SFC:BEA468) Huang 黃燁 | Rep 9 | 2022-10 | 2024-08 |
| Wai Ling (SFC:BUX873) Hui 許慧鈴 | Rep 4, 9 | 2024-05 | Present |
| Kin Yeung Ng 伍健洋 | Rep 4, 9 | 2025-07 | Present |
| Ching Yee Wong 黃靜怡 | Rep 4, 9 | 2024-01 | Present |
| Jing (SFC:BTM060) Zhou 周景 | Rep 4, 9 | 2023-03 | 2024-01 |
Showing 1–14 of 14
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