Chi Kin So
蘇智健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin So (蘇智健), a licensed former licensee with CE reference ANW377. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-09-04 | 2025-08-01 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-31 | 2025-08-01 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | 2025-08-01 |
| Akuna Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2019-10-16 | 2022-02-28 |
| Akuna Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2019-10-16 | 2022-02-28 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2019-02-22 | 2019-07-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-17 | 2019-02-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-17 | 2019-02-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2019-07-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-21 | 2019-07-13 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-05 | 2018-02-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-30 | 2018-01-21 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-30 | 2018-01-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2014-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-18 | 2014-04-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-03 | 2012-06-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-18 | 2012-06-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-11-18 | 2012-06-07 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-18 | 2009-10-06 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-18 | 2009-10-06 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-18 | 2009-10-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-27 | 2008-08-22 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-02-27 | 2008-08-22 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2008-08-22 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2008-08-22 |