Interactive Brokers LLC
盈透有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Interactive Brokers LLC (盈透有限公司), a Hong Kong-based licensed corporation with CE reference AEX264. Current licensed staff on file: 0 (total recorded over time: 74). Earliest licence on file: 2007-03-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-12-11 |
| Type 2 — Dealing in futures contracts | present | 2017-12-11 |
| Type 3 — Leveraged foreign exchange trading | 2007-03-19 | 2017-12-11 |
| Type 4 — Advising on securities | present | 2004-12-22 |
| Type 5 — Advising on futures contracts | present | 2004-12-22 |
| Type 6 — Advising on corporate finance | present | 2004-12-22 |
| Type 7 — Providing automated trading services | present | 2004-12-22 |
| Type 9 — Asset management | present | 2004-12-22 |
Licensed staff (all-time) (74)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David Eric Friedland | RO 1, 2, 3, 6, 7 | Pre-2003 | 2016-12 |
| Steve Morgan Kelsey | RO 1, 2, 3 Rep 2, 5, 7, 9 | Pre-2003 | 2010-09 |
| Chi Ling Ng 吳芷玲 | RO 1, 2, 3 Rep 1, 2, 3 | 2005-10 | 2016-12 |
| Allan Doi Ki Tang 鄧岱奇 | RO 1, 2, 3 Rep 1, 2, 3 | 2008-03 | 2016-12 |
| Yinmei Bian 邊音美 | Rep 1, 2, 3 | 2013-11 | 2016-12 |
| Alan Ming Xian Cai 蔡明憲 | Rep 1, 2, 3 | 2007-11 | 2008-01 |
| Iris Ka Yi Chan 陳加宜 | Rep 1, 2, 3 | 2013-06 | 2016-12 |
| Steve Tsz Chun Chan 陳梓駿 | Rep 1, 2 | 2005-06 | 2005-11 |
| Sui On Chan 陳瑞安 | Rep 1, 2, 3 | 2012-11 | 2013-08 |
| Beverley Mei Yoke Chay | Rep 1, 2 | 2004-05 | 2007-03 |
| Anqi (SFC:BBM646) Chen 陳安琪 | Rep 1, 2, 3 | 2013-07 | 2014-08 |
| Ka Tsz Cheung 張嘉慈 | Rep 1, 2, 3 | 2003-08 | 2016-12 |
| Louis Ka Ho Cheung 張嘉豪 | Rep 1, 2, 3 | 2006-05 | 2008-07 |
| Michele Tsz Wei Cheung 張芷瑋 | Rep 1, 2, 3 | 2009-12 | 2011-07 |
| Nicole Yung Cheung 章雍 | Rep 1, 2, 3 | 2008-09 | 2010-04 |
| Vincent Chun Hung Cheung 張鎮鴻 | Rep 1, 2, 3 | 2012-05 | 2013-04 |
| Sung Boon Cho 趙成粉 | Rep 1, 2, 3 | 2011-09 | 2012-10 |
| Myron Chun Wa Chong 莊春華 | Rep 1, 2, 3 | 2008-10 | 2016-12 |
| Ka Chai Choy 蔡嘉齊 | Rep 1, 2, 3 | 2014-06 | 2016-04 |
| Aina Dai 戴愛娜 | Rep 1, 2, 3 | 2012-09 | 2016-12 |
| Wai Ki Fong 方煒淇 | Rep 1, 2, 3 | 2013-12 | 2015-10 |
| Yang Gao 高揚 | Rep 1, 2, 3 | 2010-03 | 2011-03 |
| Maxwell Douglas Hsu 徐瑋哲 | Rep 1 | 2013-08 | 2013-09 |
| Yunxiang Hu 胡云翔 | Rep 1, 2, 3 | 2010-06 | 2016-12 |
| Wai Cheong Marco Hui 許偉鏘 | Rep 1, 2, 3 | 2011-04 | 2011-06 |
| Chin Kit Keung 姜展傑 | Rep 1, 2, 3 | 2013-02 | 2016-12 |
| Ah Kiu 喬婭 | Rep 1, 2 | 2006-04 | 2007-03 |
| Chi Ho (SFC:AOX276) Kong 江志浩 | Rep 1, 2, 3 | 2007-05 | 2007-10 |
| Chung Tsz Kwan 關頌慈 | Rep 1, 2, 3 | 2013-10 | 2014-08 |
| Nga Yee Kwong 鄺雅怡 | Rep 1, 2, 3 | 2011-09 | 2012-11 |
| Chung Ho (SFC:AVI619) Lam 林仲豪 | Rep 1, 2 | 2015-04 | 2016-01 |
| Hiu Kwan (SFC:BEN686) Lau 劉曉鈞 | Rep 1, 2, 3 | 2014-11 | 2016-12 |
| Kenneth Chun Kan Lau 劉晉勤 | Rep 1, 2, 3 | 2012-11 | 2016-12 |
| Wai Fung Lau 劉緯鋒 | Rep 1 | 2011-03 | 2016-12 |
| Macy Pui Shan Law 羅佩珊 | Rep 1, 2, 3 | 2007-06 | 2008-06 |
| Francis Kam Pui Lee 李淦培 | Rep 1, 2, 3 | 2008-04 | 2016-12 |
| Ronald Ka Ho Lee 李家豪 | Rep 1, 2, 3 | 2010-08 | 2012-05 |
| Thomas Chung Ho Lee 李宗浩 | Rep 1, 2, 3 | 2011-04 | 2016-12 |
| Vivienne Fung Ching Lee 李鳳貞 | Rep 1, 2, 3 | 2008-10 | 2016-12 |
| Alan Siu Lun Leung 梁肇倫 | Rep 1, 2, 3 | 2011-08 | 2016-12 |
| Hiu Fai Li 李曉輝 | Rep 1, 2, 3 | 2008-02 | 2009-08 |
| Sihua Lian 連思華 | Rep 1, 2, 3 | 2014-01 | 2016-12 |
| Edmond Mandy Lo 羅文迪 | Rep 2, 5, 7, 9 | Pre-2003 | 2004-07 |
| Ka Yin Luk 陸嘉延 | Rep 1, 2, 3 | 2012-05 | 2013-04 |
| Gigi Wai Shan Ma 馬煒珊 | Rep 1, 2, 3 | 2012-05 | 2016-12 |
| Lai Yee Man 文麗儀 | Rep 1, 2 | 2003-11 | 2006-03 |
| Ching Yee Mok 莫靜儀 | Rep 1, 2, 3 | 2011-03 | 2012-07 |
| Wai Sum Ng 吳慧沁 | Rep 1, 2 | 2003-08 | 2011-06 |
| Aiko Oyama 大山亞衣子 | Rep 1, 2, 3 | 2006-10 | 2009-10 |
| Hiroshi Oyo 大用浩士 | Rep 1, 2, 3 | 2009-10 | 2010-05 |
| Paul Kwok Bun Poon 潘國濱 | Rep 1, 2, 3 | 2007-06 | 2008-03 |
| Chen (SFC:BBS502) Qian 錢晨 | Rep 1, 2, 3 | 2013-08 | 2014-01 |
| Salvatore Paul Recco | Rep 1, 2, 3 | 2010-10 | 2013-05 |
| Mari Sasao | Rep 1, 2 | 2009-03 | 2009-04 |
| Melissa Beth Sconyers 梅莎莎 | Rep 1, 2 | 2009-11 | 2011-02 |
| Xiaoling Shu 舒小凌 | Rep 1, 2, 3 | 2014-08 | 2015-01 |
| Chi Kin So 蘇智健 | Rep 1, 2, 3 | 2008-09 | 2009-10 |
| William Wai Nin So 蘇偉年 | Rep 1, 2, 3 | 2013-02 | 2016-12 |
| Hoi Lam Tang 鄧凱琳 | Rep 1, 2, 3 | 2008-09 | 2010-04 |
| Wing Chung (SFC:BDF858) Tang 鄧穎聰 | Rep 1, 2, 3 | 2014-04 | 2016-12 |
| Ho Wing Tsang 曾浩榮 | Rep 1, 2, 3 | 2011-08 | 2016-12 |
| Perry Tse 謝柏年 | Rep 1, 2, 3 | 2009-11 | 2016-12 |
| Eirena Yin Ling Tung 董燕玲 | Rep 1, 2 | 2003-11 | 2005-04 |
| Guanyi Wang 王冠軼 | Rep 1, 2 | 2014-07 | 2014-08 |
| Weijian Wang 王偉建 | Rep 1, 2, 3 | 2007-07 | 2016-12 |
| Ignacio Man Kay Wong 黃文基 | Rep 1, 2, 3 | 2009-09 | 2016-12 |
| Ka Ming (SFC:AWP779) Wong 黃嘉明 | Rep 1, 2, 3 | 2011-01 | 2012-11 |
| Kwan Lok (SFC:BFC247) Wong 黃君樂 | Rep 1, 2, 3 | 2015-03 | 2016-12 |
| Ronald Hoi Lam Wong 黃凱霖 | Rep 1, 2, 3 | 2011-09 | 2016-12 |
| Sze Ki (SFC:AQQ047) Wong 黃思棋 | Rep 1, 2, 3 | 2011-05 | 2016-11 |
| Wai Yin Alan Wong 黃瑋然 | Rep 1, 2, 3 | 2014-11 | 2016-03 |
| Haoyuan Wu 伍浩元 | Rep 1, 2, 3 | 2012-08 | 2014-01 |
| Jinchen Xu 許勁塵 | Rep 1, 2, 3 | 2011-07 | 2016-06 |
| Ting (SFC:BAU597) Zhang 張婷 | Rep 1, 2, 3 | 2014-08 | 2016-12 |
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