Kenneth Chun Kan Lau
劉晉勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Chun Kan Lau (劉晉勤), a licensed former licensee with CE reference AXS429. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-21 | 2022-03-05 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-21 | 2022-03-05 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-21 | 2022-03-05 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-01 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-01 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-11-01 | 2016-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-28 | 2012-09-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-28 | 2012-09-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-07-28 | 2012-09-01 |