Sui On Chan
陳瑞安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui On Chan (陳瑞安), a licensed Representative with CE reference AOY504. Currently licensed at 1 firm(s): DC Investments (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Investments (HK) Limited |
Rep | Type 9 — Asset management | 2025-09-02 | present |
| Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-04-06 | 2025-06-23 |
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-09-11 | 2022-03-11 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-01-22 | 2013-08-16 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-27 | 2013-08-16 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-27 | 2013-08-16 |
| ConvergEx Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2011-05-24 | 2012-05-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-28 | 2011-05-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-28 | 2011-05-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-01-17 | 2008-10-05 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-04 | 2008-10-05 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2008-10-05 |