Ka Yin Luk
陸嘉延
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Luk (陸嘉延), a licensed former licensee with CE reference AXZ107. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-11 | 2013-04-23 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-11 | 2013-04-23 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-05-11 | 2013-04-23 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-11-16 | 2012-02-06 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-30 | 2012-02-06 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-30 | 2012-02-06 |