Vivienne Fung Ching Lee
李鳳貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivienne Fung Ching Lee (李鳳貞), a licensed Representative with CE reference ADH984. Currently licensed at 1 firm(s): Interactive Brokers Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-21 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-21 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-21 | present |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-05 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-05 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-10-09 | 2016-12-31 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-08-19 | 2008-08-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2005-07-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-15 | 2005-05-06 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-03 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-23 |