David Eric Friedland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Eric Friedland, a licensed Responsible Officer with CE reference ACP478. Currently licensed at 1 firm(s): Interactive Brokers Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2015-03-26 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-01-07 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2007-03-19 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2016-12-31 |
| Timber Hill Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | present | 2004-12-17 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Interactive Brokers LLC 盈透有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-01-05 |