Hiu Kwan (SFC:BEN686) Lau
劉曉鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Kwan (SFC:BEN686) Lau (劉曉鈞), a licensed former licensee with CE reference BEN686. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-06 | 2017-08-23 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-06 | 2017-08-23 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-07-06 | 2017-08-23 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-15 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-26 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2016-12-31 |