Hiu Fai Li
李曉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Fai Li (李曉輝), a licensed Representative with CE reference AIC115. Currently licensed at 1 firm(s): Eddid Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-13 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-05 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-28 | 2017-07-23 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-28 | 2017-07-23 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-09-28 | 2016-08-24 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-22 | 2009-08-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-22 | 2009-08-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-02-22 | 2009-08-31 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-14 | 2006-12-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-10 |