Edmond Mandy Lo
羅文迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Mandy Lo (羅文迪), a licensed Responsible Officer with CE reference AFE378. Currently licensed at 1 firm(s): Citadel Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2009-04-09 | present |
| Citadel Securities (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2009-04-09 | present |
| Citadel Asia Limited | RO | Type 9 — Asset management | 2009-03-10 | 2015-06-01 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2007-02-16 | 2009-03-10 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-20 | 2007-01-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-13 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-25 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-25 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-25 |