Kexin Zhang
張可欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kexin Zhang (張可欣), a licensed Responsible Officer with CE reference BOT103. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-22 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2023-09-22 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-18 | 2023-09-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-18 | 2023-09-22 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-30 | 2021-01-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-09-30 | 2021-01-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-27 | 2021-01-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-27 | 2020-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-27 | 2021-01-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-27 | 2020-09-30 |