Ta-Pei Liu

劉大貝
CE No. ALL251 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ta-Pei Liu (劉大貝), a licensed Responsible Officer with CE reference ALL251. Currently licensed at 1 firm(s): Silver Spring International Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 38.

Licence history

FirmRoleRegulated activityFromTo
Silver Spring International Limited
寶豐隆國際有限公司
RO Type 9 — Asset management 2023-05-22 present
Silver Spring International Limited
寶豐隆國際有限公司
Rep Type 9 — Asset management 2023-04-20 2023-05-22
Beevest Fortune Asset Management Limited
蜂投財富資產管理有限公司
RO Type 4 — Advising on securities 2021-05-26 2022-10-10
Beevest Fortune Asset Management Limited
蜂投財富資產管理有限公司
RO Type 9 — Asset management 2021-05-26 2022-10-10
Kietex Capital Limited
旗德資本有限公司
RO Type 4 — Advising on securities 2020-05-22 2020-11-11
Kietex Capital Limited
旗德資本有限公司
RO Type 9 — Asset management 2020-05-22 2020-11-11
Superactive Financial Group Company Limited
先機金融集團有限公司
Rep Type 1 — Dealing in securities 2019-08-08 2020-05-21
Superactive Financial Group Company Limited
先機金融集團有限公司
Rep Type 4 — Advising on securities 2019-08-08 2020-05-21
Superactive Financial Group Company Limited
先機金融集團有限公司
Rep Type 5 — Advising on futures contracts 2019-08-08 2020-05-21
Superactive Financial Group Company Limited
先機金融集團有限公司
Rep Type 9 — Asset management 2019-08-08 2020-05-21
AIF Securities Limited
亞投證券有限公司
RO Type 1 — Dealing in securities 2018-05-11 2019-05-20
Amber Hill Asset Management Limited
安山資產管理有限公司
RO Type 4 — Advising on securities 2018-05-11 2019-05-20
AIF Securities Limited
亞投證券有限公司
RO Type 5 — Advising on futures contracts 2018-05-11 2019-05-20
Amber Hill Asset Management Limited
安山資產管理有限公司
RO Type 9 — Asset management 2018-05-11 2019-05-20
AIF Securities Limited
亞投證券有限公司
Rep Type 1 — Dealing in securities 2018-03-22 2018-05-11
Amber Hill Asset Management Limited
安山資產管理有限公司
Rep Type 4 — Advising on securities 2018-03-22 2018-05-11
AIF Securities Limited
亞投證券有限公司
Rep Type 5 — Advising on futures contracts 2018-03-22 2018-05-11
Amber Hill Asset Management Limited
安山資產管理有限公司
Rep Type 9 — Asset management 2018-03-22 2018-05-11
Wing Fung Securities Limited
永豐證券有限公司
RO Type 1 — Dealing in securities 2017-09-21 2018-02-21
Wing Fung Securities Limited
永豐證券有限公司
RO Type 4 — Advising on securities 2017-09-21 2018-02-21
Wing Fung Securities Limited
永豐證券有限公司
RO Type 5 — Advising on futures contracts 2017-09-21 2018-02-21
Wing Fung Securities Limited
永豐證券有限公司
RO Type 9 — Asset management 2017-09-21 2018-02-21
Wing Fung Securities Limited
永豐證券有限公司
Rep Type 1 — Dealing in securities 2017-01-17 2017-09-21
Beevest Securities Limited
蜂投證券有限公司
RO Type 1 — Dealing in securities 2015-07-09 2016-09-08
Beevest Securities Limited
蜂投證券有限公司
RO Type 4 — Advising on securities 2015-07-09 2016-09-08
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RO Type 4 — Advising on securities 2011-08-30 2012-05-31
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RO Type 5 — Advising on futures contracts 2011-08-30 2012-05-31
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RO Type 9 — Asset management 2011-01-12 2012-05-31
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RO Type 6 — Advising on corporate finance 2010-10-27 2012-05-31
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 1 — Dealing in securities 2005-05-10 2010-03-10
Core Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司
RO Type 1 — Dealing in securities 2005-05-10 2010-03-10
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
RO Type 1 — Dealing in securities 2005-05-10 2010-03-10
Manrise Limited
RO Type 1 — Dealing in securities 2005-05-10 2006-01-10
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2005-05-10 2010-03-10
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 4 — Advising on securities 2005-05-10 2010-03-10
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
RO Type 6 — Advising on corporate finance 2005-05-10 2010-03-10
Core Pacific-Yamaichi Capital Limited
京華山一企業融資有限公司
RO Type 6 — Advising on corporate finance 2005-05-10 2010-03-10
Manrise Limited
RO Type 7 — Providing automated trading services 2005-05-10 2006-01-10

Related