Xuan (SFC:BIZ381) Luo
羅旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:BIZ381) Luo (羅旋), a licensed former licensee with CE reference BIZ381. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-07-25 | 2025-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-03 | 2025-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2017-04-03 | 2025-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2017-04-03 | 2025-07-31 |