Shuo Wu
武碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Wu (武碩), a licensed Representative with CE reference BEL223. Currently licensed at 1 firm(s): CMB Wing Lung Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-28 | present |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-28 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-16 | 2025-06-05 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-16 | 2025-06-05 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2023-03-31 | 2023-12-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-28 | 2023-12-15 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-28 | 2023-03-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-23 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-12-23 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-23 | 2022-09-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-04 | 2022-09-16 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-05 | 2022-09-16 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-05 | 2022-09-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-05 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-11-05 | 2022-09-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-11-05 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-05 | 2022-09-16 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2014-11-05 | 2022-09-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-05 | 2020-12-09 |