Xiao (SFC:BJI017) Chen
陳曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BJI017) Chen (陳曉), a licensed former licensee with CE reference BJI017. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-16 | 2025-10-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-16 | 2025-10-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-16 | 2025-10-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-16 | 2025-10-29 |