Ho Chuen Yick
易浩泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Chuen Yick (易浩泉), a licensed Responsible Officer with CE reference ASD199. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-03 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-07 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2020-02-07 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-02 | 2020-07-03 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-22 | 2019-11-04 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-22 | 2019-11-04 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2016-09-18 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-04 | 2016-09-18 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-04 | 2016-09-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-03-23 | 2015-04-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-08 | 2015-04-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-08 | 2015-04-14 |