Chi Wing Shim
單志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Shim (單志榮), a licensed Responsible Officer with CE reference AUQ930. Currently licensed at 2 firm(s): First Shanghai Futures Limited, First Shanghai Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-10-14 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-18 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-01-18 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-01 | 2023-01-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-01 | 2023-01-18 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-21 | 2022-10-16 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-21 | 2022-10-16 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-23 | 2022-10-16 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-11-23 | 2022-10-16 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-04 | 2021-05-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-18 | 2021-05-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-18 | 2021-05-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-03 | 2017-08-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2017-08-18 |