Chi Chiu So
蘇志超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chiu So (蘇志超), a licensed Responsible Officer with CE reference AOG783. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-03 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-09-03 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-11 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-01 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-07-29 | 2019-09-03 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-20 | 2019-09-03 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-20 | 2017-08-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-04-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-11-20 | 2008-04-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-26 | 2008-04-02 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-01 | 2007-10-22 |